We are constantly in need of people with an eye for detail and a mentally challenging profession. The Securities Industry is one that requires constant education and study as the regulations and other statuatory requirements are constantly changing.

We have certain minimum educational and work requirements; however, certain exceptions may be granted based on high school / college SAT scores of 270 plus.

Below is our current list of available positions. If you wish to submit your resume, please send it via e-mail, or you can fax us at the number listed below.

• Compliance Officer
  Must have a minimum of 5 years in our field or a related industry. Applicant must have a Bachelors degree or better, except as noted above.
• This position will require field activitities such as outside auditing and compliance reviews of branch locations and satellite offices.
  
  
  
• Recruiters
  Must have a minimum of 2 years in outside Sales or working as a Wholesaler in a related industry. Applicant must have a minimum of two years College - Associates Degree preferred.
• Will work closely with the Marketing Department and the Human Resources Department.
• These particular positions can be either salaried, commission or a combination of both.
  
  
  

• Internal Wholesalers
  Must have a minimum of 2 years experience with Customer Service and /or telemarketing. Applicant must have a minimum of two years College - Associates Degree preferred.
• Will work closely with the Recruiters in scheduling appointments, assisting field personnel with registration and filing procedures. Will work closely with the Recruiter (External Wholesaler) and the newly registered employees or firm represenatives.
• These particular positions can be either salaried, commission or a combination of both.