We will never lead you to believe otherwise or make an exception to this fact in our marketing or representation of a Private Securities Offering. This is not an area for investment by the average investor but is designed and marketed to only the most highly accredited and sophisticated investors!

When marketing or offering new Private Placement Securities, our Chief Risk Officer and our Mergers & Acquisitions Principal will conduct an intensive investigation into the offerings' authenticity and credibility. This may involve outside certified audits and financial statements, background checks into the owners and original shareholders of the company, department of justice criminal records, credit reports, dunn & bradstreet information, DMV reports, insurance reports, MIB information, personal interviews with the owners and officers of the company, personal financial statement analysis, both personal Officer's and Director's as well as corporate tax returns, etc. To support our internal investigations and review, we may outsource additional requests to independent third party investigators, insurance analysts, outside legal counsel and accountants, etc. to confirm our findings and recommendations.

The new Private Offering will undergo a thorough examination by the Compliance Department and the Anti-Money Laundering Compliance Department of the Broker Dealer as well and after approval for marketing and placement, the Private Offering will continue to be monitored and periodic reporting and financial filings will be required by the Compliance Department. The issuer is expected to cooperate fully with the Compliance Department of Multiple Financial Services by providing any other documents that it may have available, such as outside legal opinions, recommendations and reviews by other investment advisors, etc. Other information that will be required will be: the experience of the officers, personal credit ratings, background checks, credit ratings and credibility and reputation, expertise in their field, nature of potential risks involved, company proformas and projections, certified audits, legal documentations, third party opinions, paper trails and other historical data if available, general ledgers and trial balances for internal review, history of the issuer and its officers, etc.

You cannot be too careful when it comes to investing in private placement securities. Few companies actually return your investment and most fail so that you will never realize a return of your investment much less any other gain or reward.

WARNING! No matter how good the recommendation, all private placement and restricted securities, with legends and conditions printed on the Certificate limiting transfer or sale, are high risk investment vehicles and every caution must be exercised before investing in these products.

Risk factors for the Private Offering will be reviewed on a periodic basis and any changes to the rating will be forwarded to all existing and potential investors by the Compliance Department.